Regulatory
The guidance provided within this website is subject to the UK regulatory regime and is therefore targeted at customers based in the UK. This site does not confer any form of personalised financial advice. Should you wish to receive specific advice, please contact us.
Both the Bartlett Group's core UK businesses are authorised and regulated by the Financial Services Authority (FSA):
- General insurance advice for businesses and individuals is provided by Bartlett & Company Ltd. Bartlett & Company Ltd is authorised and regulated by the Financial Services Authority. Bartlett & Company Ltd is entered on the FSA register under reference 301695
- Financial Services advice for individuals and for businesses is provided by Bartlett Wealth Management Ltd. Bartlett Wealth Management Ltd is authorised and regulated by the Financial Services Authority. Bartlett Wealth Management Ltd is entered on the FSA register under reference 114800. Bartlett Wealth Management Ltd selects investment products from the whole of the market
You can check the authorisation for Bartlett & Company Ltd and Bartlett Wealth Management Ltd by viewing the register on the FSA website.
Regulation is very reassuring for our clients because:
- Being authorised and regulated means we follow rules set out by the FSA underpinning the high standard of our service.
- In the unlikely event of something going wrong, we have a structured complaint process allowing our clients to achieve satisfactory resolution. If this cannot be achieved with us directly, eligible clients can approach the Financial Ombudsman Service (FOS). This is an independent adjudicator that will impartially look at complaints and award redress where appropriate.
When you become one of our clients, we will provide you with our Terms of Business, formally setting out the way we conduct business and explaining your rights as our client. This document also details your rights to access the FOS.